Corporations act section 914a
http://www5.austlii.edu.au/au/legis/cth/consol_act/ca2001172/s914a.html#:~:text=CORPORATIONS%20ACT%202401%20-%20SECT%20914A%20The%20conditions,vary%20or%20revoke%20conditions%20imposed%20on%20the%20licence. WebCORPORATIONS ACT 2001 - SECT 1363 Definitions In this Part, unless the contrary intention appears: "prescribed" means prescribed by the regulations. "the regulations" means the regulations made under section 1364.
Corporations act section 914a
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Web(a) whether formal or informal, or partly formal and partly informal; and (b) whether writtenor oral, or partly writtenand partly oral; and (c) whether or not enforceable, or intended to be enforceable, by legal proceedings and whether or not based on legal or equitable rights. WebEntity: means a corporation, business or statutory trust, partnership, limited partnership, limited liability company, limited cooperative association, or unincorporated nonprofit …
WebCORPORATIONS ACT 2001 - SECT 912A General obligations. General obligations (1) A financial services licensee must: (a) do all things necessary to ensure that the financial services covered by the licence are provided efficiently, honestly and fairly; and (aa) have in place adequate arrangements for the management of conflicts of interest that may arise … Weblegislation (primarily the Corporations Act) explaining how ASIC interprets the law describing the principles underlying ASIC’s approach giving practical guidance (e.g. describing the steps of a process such as applying for a licence or giving practical examples of how regulated entities may decide to meet their obligations).
WebCorporations Act section 914A(1), (6) and (7) and Corporations Regulations 7.6.04; Credit Act sections 36 and 37. The Corporations Regulations and Credit Regulations respectively prescribe AFS and credit licence conditions which cannot be … http://classic.austlii.edu.au/au/legis/cth/consol_act/ca2001172/s1363.html
Web10 Corporations Act section 914A(1), (6) and (7) and Corporations Regulations 7.6.04; Credit Act sections 36 and 37. Page 5 . 2. EXISTING ASIC POWERS 1. ASIC’s current powers to regulate and modify the conduct of AFS and credit licensees are: a. to vary, suspend or cancel the licence if ASIC can establish the licensee has breached the i don\u0027t get offended easilyhttp://www5.austlii.edu.au/au/legis/cth/consol_act/ca2001172/s920a.html i don\u0027t get ready i stay readyWebCorporations (Aboriginal and Torres Strait Islander) Act 2006) about the corporation's inability to pay its debts. Personto be given an opportunity to be heard (2) Subject to subsection (3), if ASIChas not delegated its power to makea banning orderagainst a personto a FinancialServices and Credit Panel, ASICmay makethe orderonly after giving … i don\u0027t get pings with lyft lux suvhttp://www5.austlii.edu.au/au/legis/cth/consol_act/ca2001172/s944a.html i don\u0027t get ready i stay ready songWebNov 25, 2024 · Section 914A (8) of the Corporations Act allows regulations to prescribe the conditions of holding an AFS Licence. Items 2 and 3 puts a condition on AFS … i don\u0027t get many things right the first timeWeb"estate that is administered or managed" , in relation to a trustee company , means all or any of the estate of a person (whether living or dead) that is administered or managed by the trustee company in the course of performing estate management functions. "fees" means fees in the nature of remuneration (including commission). i don\u0027t give a damn what the tribal chief sayWebJul 17, 2024 · (a) processing and considering the admission of a licensee to a market’s official list; (b) processing and considering an application for waiver of a listing rule applying to the market licensee; (c) processing and considering the quotation of additional securities of the market licensee; i don\\u0027t give a damn what the tribal chief say